The corporate regulator has released an information sheet and an example statement of advice (SOA) to assist advisers and licensees to comply with their obligations. ASIC Commissioner Danielle Press s
With Christmas just around the corner, no doubt many of us are starting to plan for the festive season. If my household is anything to go by, wish lists are growing longer by the day as mailboxes
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<li><span>ASIC’s responsibilities in respect of the financial advice industry will be broadened under the Better Advice Act.</span></li>
<li><span>From 1 January 2022, the role of the FSCP will be expanded and ASIC will take on the administration of the financial adviser exam. From 1 January 2023 all financial advisers must be registered</span></li>
<li><span>ASIC will continue to work closely with Treasury, FASEA and the TPB to ensure a smooth transition of functions.</span></li>
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As of 1 January, ASIC will take on the administration of the financial adviser exam. In a brief statement issued on Tuesday, the corporate regulator relayed its new responsibilities following the pas
The corporate regulator is waiting to finalise its contract with the financial adviser exam facilitator before publishing information about exams to be held next year.