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A jam-packed Spring 2022 agenda for the SEC | Cooley LLP

The SEC has posted its Spring 2022 Reg-Flex agenda and it’s crammed with pending and new rulemakings and they’re all going to be proposed or adopted in October! (Ok, admittedly, that’s.

Beneficial Ownership Reporting Changes May Hurt Investor Activism

The SEC proposed amendments to Regulation 13D-G to modernize beneficial ownership reporting requirements. Adoption would speed timing, expand scope of knowledge of certain activist activities. Proposed rule comment deadline was April, final rules to be released later 2022.

United States: Beneficial ownership reporting - Part II

Form 10-K/A SECOND SIGHT MEDICAL For: Dec 31

Form 10-K/A SECOND SIGHT MEDICAL For: Dec 31
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SEC Proposes More Transparency within the Financial Market

A recent decision by the SEC will promote transparency as its cure for misuse of derivatives. Market participants are concerned that transparency will enable those who might manipulate markets by letting them know the positions and strategies of market participants.

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