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Takeaways from Tallahassee — Forward March

Takeaways from Tallahassee — Forward March
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Colorado Division of Securities encourages defrauded investors in Metals com case to file claims by April 30, 2021

Colorado Division of Securities encourages defrauded investors in Metals.com case to file claims by April 30, 2021 Monday, March 15, 2021 Hide Featured Image true DENVER  The Colorado Division of Securities (the “Division”), other state regulators, and the Commodity Futures Trading Commission (CFTC) recently filed a joint civil enforcement action against Metals.com, Tower Equity, Chase Metals, Barrick Capital and other associated parties. The defendants are accused of perpetrating a fraudulent precious metals investment scheme allegedly involving 1600 investors and more than $185 million in customer funds.   The United States District Court for the Northern District of Texas entered an injunction and a restraining order freezing the assets of the defendants. It also appointed Kelly Crawford as Receiver – an official responsible for taking control of the assets of the defendants and distributing funds back to defrauded investors.   

CFTC Partners with 30 States to Bring a Sweeping Precious Metals Fraud Action | Orrick, Herrington & Sutcliffe LLP

To embed, copy and paste the code into your website or blog: On September 22, 2020, the CFTC along with 30 state securities regulators filed a historic joint enforcement action against two precious metals dealers and their companies for perpetrating a $185 million scheme to defraud over 1,600 persons nationwide.  The scheme, which targeted the vulnerable elderly population in particular, induced the victims to purchase gold and silver bullion at inflated prices averaging from 100% to 300% over the spot price.  CFTC, Alabama Securities Commission, et al. v. TMTE, Inc. a/k/a Metals.com, et al, (20-cv-2910) (N.D.Tex. Sept. 22, 2020).  The joint enforcement action is the largest joint filing in CFTC history with state regulators, and the first resulting from a 2018 information sharing agreement between the CFTC and the North American Securities Administrators Association, which represents state and provincial securities regulators in the United States, Canada, and Mexico.  While the

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