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SEC gov | SEC Charges Hudson Valley Wealth Management Advisory Firm and Founder for Failing to Disclose Conflicts of Interest

SEC gov | SEC Charges Hudson Valley Wealth Management Advisory Firm and Founder for Failing to Disclose Conflicts of Interest
sec.gov - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from sec.gov Daily Mail and Mail on Sunday newspapers.

New yorkUnited statesLeea greenwoodKerri palenDavid zetlin jonesJames addisonChristopher conoverHermann vargasBrian kudonSandeep satwalekarYork regional officeExchange commissionDivision of enforcement asset management unitEnforcement division asset management unitHudson valley wealth management incNew york based

SEC Charges Hudson Valley Wealth Management Advisory Firm and Founder for Failing to Disclose Conflicts of Interest

SEC Charges Hudson Valley Wealth Management Advisory Firm and Founder for Failing to Disclose Conflicts of Interest
streetinsider.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from streetinsider.com Daily Mail and Mail on Sunday newspapers.

United statesNew yorkBrian kudonDavid zetlin jonesChristopher conoverJames addisonLeea greenwoodHermann vargasSandeep satwalekarKerri palenDc newsfile corpHudson valley wealth management incDivision of enforcements asset management unitYork regional officeExchange commissionNew york based

District of New Jersey | Two Individuals Admit Conspiring with Convicted Ponzi Schemer and Others to Defraud Investors of Tens of Millions of Dollars

District of New Jersey | Two Individuals Admit Conspiring with Convicted Ponzi Schemer and Others to Defraud Investors of Tens of Millions of Dollars
justice.gov - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from justice.gov Daily Mail and Mail on Sunday newspapers.

United statesNew yorkNew jerseyShlomo erezAlaa hattabChristopher andersonJoel wittelsJamese dennehyEmma spiroPhilipr sellingerEliyahu eli weinsteinMichaela shippJonathan fayerYork regional officeExchange commissionRichard curry

US takes 1st action against firm for selling unregistered NFTs with $6 mn fine

The US Securities and Exchange Commission (SEC) has charged Impact Theory, a media and entertainment company headquartered in Los Angeles, with conducting an unregistered offering of crypto asset securities in the form of purported non-fungible .

United statesNew yorkLos angelesFair fundExchange commissionYork regional officeImpact theoryAntonia appsSecurities act

Earthquake for NFTs as SEC Cracks Down on Impact Theory

Every company that has issued non-fungible tokens (NFTs) could be liable from a recent U.S. Securities and Exchange Commission (SEC) ruling. The SEC charged Impact Theory, LLC, a media and entertainment company headquartered in Los Angeles, with conducting an unregistered offering of crypto asset securities in the form of purported NFTs. Impact Theory raised approximately…

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