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SEC gov | SEC Charges Hudson Valley Wealth Management Advisory Firm and Founder for Failing to Disclose Conflicts of Interest

SEC gov | SEC Charges Hudson Valley Wealth Management Advisory Firm and Founder for Failing to Disclose Conflicts of Interest
sec.gov - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from sec.gov Daily Mail and Mail on Sunday newspapers.

New yorkUnited statesLeea greenwoodKerri palenDavid zetlin jonesJames addisonChristopher conoverHermann vargasBrian kudonSandeep satwalekarYork regional officeExchange commissionDivision of enforcement asset management unitEnforcement division asset management unitHudson valley wealth management incNew york based

SEC Charges Hudson Valley Wealth Management Advisory Firm and Founder for Failing to Disclose Conflicts of Interest

SEC Charges Hudson Valley Wealth Management Advisory Firm and Founder for Failing to Disclose Conflicts of Interest
streetinsider.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from streetinsider.com Daily Mail and Mail on Sunday newspapers.

United statesNew yorkBrian kudonDavid zetlin jonesChristopher conoverJames addisonLeea greenwoodHermann vargasSandeep satwalekarKerri palenDc newsfile corpHudson valley wealth management incDivision of enforcements asset management unitYork regional officeExchange commissionNew york based

Infinity Q Capital Management, LLC (Release No LR-25750; Jun 16, 2023)

Infinity Q Capital Management, LLC (Release No LR-25750; Jun 16, 2023)
sec.gov - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from sec.gov Daily Mail and Mail on Sunday newspapers.

New yorkUnited statesAlistaire bambachZacharyb sturgesKerri palenNeal jacobsonPreethi krishnamurthyBrian fitzpatrickOsman nawazArianaj torchinJames addisonJoshua brodskyJames velissarisInfinityq capital managementInvestment companyExchange commission

Joshua Burrell and Activated Capital, LLC (Release No LR-25709; May 5, 2023)

Joshua Burrell and Activated Capital, LLC (Release No LR-25709; May 5, 2023)
sec.gov - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from sec.gov Daily Mail and Mail on Sunday newspapers.

New yorkUnited statesJudith weinstockPaul gizziAlison connThomasp smith jrKim hanLindsays moilanenJoshua burrellKerri palenUs district courtSecurities exchangeUs postal inspection serviceSouthern districtActivated capitalOpportunity zones

Ho Wan Kwok (a/k/a Miles Guo, Miles Kwok, Wengui Guo and Brother Seven), Kin Ming Je (a/k/a William Je), Mountains of Spices LLC (d/b/a New York Farm), and G Club Operations LLC, Defendants, and Mei Guo, Qiang Guo (a/k/a Mileson Guo), Hing Chi Ngok, and Sin Ting Rong, Relief Defendants (Release No LR-25668; Mar 15, 2023)

Ho Wan Kwok (a/k/a Miles Guo, Miles Kwok, Wengui Guo and Brother Seven), Kin Ming Je (a/k/a William Je), Mountains of Spices LLC (d/b/a New York Farm), and G Club Operations LLC, Defendants, and Mei Guo, Qiang Guo (a/k/a Mileson Guo), Hing Chi Ngok, and Sin Ting Rong, Relief Defendants (Release No LR-25668; Mar 15, 2023)
sec.gov - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from sec.gov Daily Mail and Mail on Sunday newspapers.

New yorkUnited statesPuerto ricoNew jerseyWengui guoSandeep satwalekarChi ngokWilliam conwayAmanda riosMei guoMing jeThomasp smith jrQiang guoKerri palenDaniel lossWilliam je