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SEC bars ex-LPL advisor who aided special needs rep s trading scheme

SEC bars ex-LPL advisor who aided special needs rep s trading scheme
investmentnews.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from investmentnews.com Daily Mail and Mail on Sunday newspapers.

Andrew komarowExchange commission onExchange commission

SEC bars financial advisor Andrew Komarow indefinitely

SEC bars financial advisor Andrew Komarow indefinitely
investmentnews.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from investmentnews.com Daily Mail and Mail on Sunday newspapers.

United statesAndrew komarowLouis tambaroExchange commissionExchange commission wednesdayConnecticut uniform securities actAcross the spectrum

Nutter Securities Enforcement Update: January 1, 2024 | Nutter McClennen & Fish LLP

The Nutter Securities Enforcement Update is a periodic summary of noteworthy recent securities enforcement activity, settlements, decisions, and charges.

United statesNew jerseyAndrew komarowKirill chumenkoAndrewm komarowTroy murrayFrank baronePirrello jrMarc wexlerExchange act sectionsInvestment advisers companiesInvestment company act sectionMatter of credit suisse securities united statesCanafarma hemp products corpMatter of brooge energyCodesmart holdings inc

Finra bars advisor who focused on special needs

Finra on Thursday barred a Connecticut financial advisor, Andrew Komarow, whose practice focused on special needs and autism,

United statesWest hartfordAndrew komarowLouis tambaroFinancial industry regulatory authority incAdvisor groupFinancial industry regulatory authorityPlanning across the spectrumPrivate advisor group

More than 1,000 people in CT with autism are on a waiting list for services Could a change in the law help break that logjam?

A bill introduced in the state House of Representatives is short and technical, but it could have major implications for people with autism, more than a thousand of whom are on a waiting list for stat.

West hartfordUnited statesWalter glombTed stannardCathy abercrombieKatie beckettLucy dathanAndrew komarowMatt ritterYana razumnayaD new canaanDepartment of developmental servicesDevelopmental servicesAutism spectrum disorder advisory councilUs department of healthDepartment of social services