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DFPI and CFTC Join Hawaii Commerce Dept To Sue Precious Metals Dealer

California Department of Financial Protection and Innovation joined Commodity Futures Trading Commission, Hawaii Department of Commerce and Consumer Affairs, Securities Enforcement Branch in filing suit against precious metals dealer, majority owner, sales agent.

DFPI Launches Pig Butchering Rug Pull Crypto Scam Tracker

California Department of Financial Protection Innovation announced that it has launched a Crypto Scam Tracker. Crypto Scam Tracker is database that is searchable by company name, scam type, or keywords to learn more about crypto specific complaints the DFPI has received.

Crypto Settlements Signal New State and Federal Enforcement

California DFPI announced participation in $22.5MM multi-state into settlement with Cayman Islands digital asset firm to resolve securities enforcement action in connection with platform earn interest product program. North American Securities Administrators Association group.

California DFPI Says Individuals Cannot Organize Private Banks

California Department of Financial Protection & Innovation issued warning about individuals on YouTube claiming individuals can form their own private banks and become individual bankers to obtain benefits including asset protection by obtaining DFPI registration number.

NY DFS Adopts Commercial Finance Disclosure Law

On February 1, NY DFS announced the adoption of the final regulation implementing the New York State Commercial Finance Disclosure Law. The final regulations clarified the definition of financial institution exempts subsidiaries and affiliates of exempted banks and credit unions.

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