Yesterday, the SEC announced a sweep enforcement action against several insiders and companies for failing to file Forms 4 (Section 16(a) short-swing trading reports) and Schedules 13D.
The regulator filed an order against Nicole Fernandez-McGovern, the chief financial officer of AgEagle Aerial Systems, over alleged individual reporting failures. SEC Fines 5 Public Companies,.
By Dean Seal The U.S. Securities and Exchange Commission has fined five public companies and six corporate insiders over failures to report information about stock holdings and trading. .
AgEagle Aerial Systems (NYSEAMERICAN:UAVS) Stock Price Up 7 2% kopsource.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from kopsource.com Daily Mail and Mail on Sunday newspapers.