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Vancouver stockbroker fined $25K after trading millions of dollars for fraud convict

Regulators said Robert Barber, senior investment advisor for Research Capital, failed his 'gatekeeping' duties when he conducted trades for a man criminally convicted of fraud

British columbiaTiffany sweeneyDenise trainorGeoffrey whitlamAly babu mawjiPreveceutical medical incPoint exploration corpBeira goldfields incA canadian investment regulatory organizationInvestment industry regulatory organization of canadaRobert barber of research capitalMutual fund dealers associationBeleave incOntario securities commissionMark financial corpAbattis bioceuticals corp

Vancouver stockbroker fined $25K after trading millions of dollars for fraud convict

Regulators said Robert Barber, senior investment advisor for Research Capital, failed his 'gatekeeping' duties when he conducted trades for a man criminally convicted of fraud

British columbiaTiffany sweeneyGeoffrey whitlamAly babu mawjiDenise trainorOntario securities commissionRobert barber of research capitalInvestment industry regulatory organization of canadaBeleave incAbattis bioceuticals corpPoint exploration corpMark financial corpResearch capitalBeira goldfields incMackie researchBc securities commission

Vancouver stockbroker fined $25K after trading millions of dollars for fraud convict

Vancouver stockbroker fined $25K after trading millions of dollars for fraud convict
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British columbiaDenise trainorGeoffrey whitlamAly babu mawjiTiffany sweeneyPoint exploration corpCanadian securities instituteA canadian investment regulatory organizationMackie researchInvestment industry regulatory organization of canadaResearch capitalOntario securities commissionBc securities commissionBeleave incManagement incRobert barber of research capital

Vancouver stockbroker fined $25K after trading millions of dollars for fraud convict

Regulators said Robert Barber, senior investment advisor for Research Capital, failed his 'gatekeeping' duties when he conducted trades for a man criminally convicted of fraud

British columbiaGeoffrey whitlamAly babu mawjiTiffany sweeneyDenise trainorMackie researchRobert barber of research capitalBeira goldfields incResearch capitalCanadian securities instituteAffinor growers incBeleave incAbattis bioceuticals corpMark financial corpMutual fund dealers associationOntario securities commission

Vancouver stockbroker fined $25K after trading millions of dollars for fraud convict

Regulators said Robert Barber, senior investment advisor for Research Capital, failed his 'gatekeeping' duties when he conducted trades for a man criminally convicted of fraud

British columbiaGeoffrey whitlamDenise trainorTiffany sweeneyAly babu mawjiMackie researchManagement incAffinor growers incBc securities commissionOntario securities commissionA canadian investment regulatory organizationBeira goldfields incAbattis bioceuticals corpInvestment industry regulatory organization of canadaMark financial corpCanadian securities institute