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B C man fined $950K for role in securities consulting case - Bowen Island Undercurrent

Justin Liu of West Vancouver settles with securities commission ahead of a hearing; agreement includes 10-year ban from securities market participation.

British columbiaRobert john lawrencePeter bradyPaul bennettAnthony kevin jacksonJustin liuJackson company professional corpPreveceutical medical incMark financial corpBeleave incBc supreme courtBc securities commissionCanadian securities exchangeAffinor growers incWest vancouverBridgemark group

B C man fined $950K for role in securities consulting case

Justin Liu of West Vancouver settles with securities commission ahead of a hearing; agreement includes 10-year ban from securities market participation.

British columbiaRobert john lawrencePeter bradyAnthony kevin jacksonPaul bennettJustin liuPreveceutical medical incBc supreme courtAffinor growers incBc securities commissionCanadian securities exchangeBeleave incMark financial corpJackson company professional corpWest vancouverBridgemark group

Harbourfront Centre CEO quietly departs as board reviews legal past of acting replacement

Marah Braye left the position on Dec. 11 after nearly a decade at the helm of the organization

East riding of yorkshireUnited kingdomHudson bayNew south walesLake ontarioCanada generalTenio evangelistaAndrew wnekMarah brayeHudson bay companyToronto harbourfront centreCanadian tireCanadian cancer societyHarbourfront centreToronto international festival of authorsBritish columbia securities commission

Vancouver stockbroker fined $25K after trading millions of dollars for fraud convict

Regulators said Robert Barber, senior investment advisor for Research Capital, failed his 'gatekeeping' duties when he conducted trades for a man criminally convicted of fraud

British columbiaTiffany sweeneyDenise trainorAly babu mawjiGeoffrey whitlamPoint exploration corpBeleave incResearch capitalRobert barber of research capitalPreveceutical medical incBc securities commissionAffinor growers incMutual fund dealers associationAbattis bioceuticals corpMackie researchBeira goldfields inc

Research Capital broker fined after dealings with convict

Regulators said Robert Barber failed his 'gatekeeping' duties when he conducted trades for a a man criminally convicted of fraud.

British columbiaTiffany sweeneyGeoffrey whitlamAly babu mawjiDenise trainorPreveceutical medical incBeira goldfields incCanadian securities instituteInvestment industry regulatory organization of canadaMark financial corpManagement incMutual fund dealers associationOntario securities commissionPoint exploration corpMackie researchResearch capital

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