Renewed SEC focus on insider trading, MNPI, related internal controls may be a Top Ten Regulatory and Litigation Risks for Private Funds in 2022. Last week, SEC Division of Examinations issued risk alert on Investment Adviser Material Non-Public Information Compliance Issues
Last month, we predicted that a renewed focus by the SEC on insider trading, MNPI and related internal controls would be one of the Top Ten Regulatory and Litigation Risks for Private.