Securities and Exchange Commission’s Division of Examinations announced its examination priorities for 2021. SEC Enforcement priorities include a greater focus on climate-related risks, conflicts of interests for brokers and investment advisers, and attendant risks related to FinTech.
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Under the Biden administration, issuers can expect renewed regulatory focus on climate change and other ESG-related disclosure matters.
On February 24, 2021, Securities and Exchange Commission ( SEC ) Acting Chair Allison Herren Lee issued a Statement on the Review of Climate-Related Disclosure in which she directed the SEC s Division of Corporation Finance to enhance its focus on climate-related disclosure in public company filings. As part of its enhanced focus in this area, the SEC Staff will update 2010 guidance provided to public companies on disclosure requirements as they apply to climate change matters to take into account developments in the last decade.
Biden influence apparent in SEC 2021 examination priorities complianceweek.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from complianceweek.com Daily Mail and Mail on Sunday newspapers.
Biden s SEC Pick Could Help Address ESG Issues etftrends.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from etftrends.com Daily Mail and Mail on Sunday newspapers.
The acting chair of the U.S. Securities and Exchange Commission (SEC) on Wednesday said the market regulator will review public companies' climate risk disclosures and begin to modernize climate guidance that is now more than a decade old.