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SEC fines UBS Financial Services over fraud charges : comparemela.com
SEC fines UBS Financial Services over fraud charges
In the US, UBS Financial Services has agreed to pay US$25 million to settle fraud charges related to a complex options trading strategy it sold to investors without adequately educating their financial advisers on the product's risks.
Related Keywords
Osman Nawaz
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Exchange Commission
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Financial Services
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Division Of Enforcement Complex Financial Instruments Unit
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Yield Enhancement Strategy
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Complex Financial Instruments Unit
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