[Webinar] FINRA: A Look Back at 2023 and What's In Store for 2024 - December 19th, 12:00 pm - 1:00 pm EST | Ulmer & Berne LLP

Join Ulmer partner Alan M. Wolper as he addresses hot topics including FINRA's oversight of Reg BI, trends in enforcement and arbitration filings, and perspective whether FINRA would...

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