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MAT 2024: Exam Date (February), Registration Open, Syllabus, Pattern

MAT 2024: Exam Date (February), Registration Open, Syllabus, Pattern
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[Webinar] FINRA: A Look Back at 2023 and What s In Store for 2024 - December 19th, 12:00 pm - 1:00 pm EST | Ulmer & Berne LLP

Join Ulmer partner Alan M. Wolper as he addresses hot topics including FINRA's oversight of Reg BI, trends in enforcement and arbitration filings, and perspective whether FINRA would.

[Webinar] FINRA Expungement: A Rundown of Recent Amendments Regarding Expunging Customer Dispute Information - December 14th, 12:00 pm - 1:00 pm EST | Ulmer & Berne LLP

Join Michael J. Charlillo as he discusses FINRA's latest expungement process enhancements. He will explore process changes implemented when requesting and obtaining expungement of.

[Webinar] What Was New at the SEC in 2023? - December 7th, 12:00 pm - 1:00 pm EST | Ulmer & Berne LLP

Join Ulmer partner Frances Floriano Goins as she shares an overview of the Securities and Exchange Commission's 2023 ammendments and rules regarding: - enhanced customer.

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