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严监管势头不减 "看门人"执业新生态加速构建 _ 东方财富网

证监会日前披露的一则行政处罚决定书显示,证监会对山东鲁成律师事务所因涉胜通集团财务造假案违法违规行为进行立案调查、审理,决定对该机构责令改正,没收业务收入处以罚款,并对时任项目负责人给予处罚。近期,中介机构频收罚单,多家机构被集中约谈。专家认为,监管部门不断完善体制机制,压严压实中介机构责任,对市场各方形成震慑,中介机构执业新生态加速构建。 ....

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