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U.S. Department Of The Treasury: Quarterly Refunding Statement Of Deputy Assistant Secretary For Federal Finance Brian Smith

U.S. Department Of The Treasury: Quarterly Refunding Statement Of Deputy Assistant Secretary For Federal Finance Brian Smith
Date
05/05/2021
The U.S. Department of the Treasury is offering $126 billion of Treasury securities to refund approximately $47.7 billion of privately-held Treasury notes and bonds maturing on May 15, 2021. This issuance will raise new cash of approximately $78.3 billion. The securities are:
-     A 3-year note in the amount of $58 billion, maturing May 15, 2024;
-     A 10-year note in the amount of $41 billion, maturing May 15, 2031; and
-    A 30-year bond in the amount of $27 billion, maturing May 15, 2051.
The 3-year note will be auctioned on a yield basis at 1:00 p.m. EDT on Tuesday, May 11, 2021. The 10-year note will be auctioned on a yield basis at 1:00 p.m. EDT on Wednesday, May 12, 2021. The 30-year bond will be auctioned on a yield basis at 1:00 p.m. EDT on Thursday, May 13, 2021. All of t ....

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FINRA Trade Reporting and Compliance Engine Dissemination Protocols

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You are responsible for reading, understanding and agreeing to the National Law Review s (NLR’s) and the National Law Forum LLC s Terms of Use and Privacy Policy before using the National Law Review website. The National Law Review is a free to use, no-log in database of legal and business articles. The content and links on www.NatLawReview.com are intended for general information purposes only. Any legal analysis, legislative updates or other content and links should not be construed as legal or professional advice or a substitute for such advice. No attorney-client or confidential relationship is formed by the transmission of information between you and the National Law Review website or any of the law firms, attorneys or other professionals or organizations who include content on the National Law Review website. If you require legal or professional advice, kindly contact an attorney or other suitable professional advisor. ....

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Industry-Focused American Rescue Plan Act Summary | King & Spalding

Industry-Focused American Rescue Plan Act Summary | King & Spalding
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SEC: Staff Statement On Investment Company Cross Trading, Division Of Investment Management Staff

SEC: Staff Statement On Investment Company Cross Trading, Division Of Investment Management Staff
Date
11/03/2021
This Staff Statement is presented by the Staff of the Division of Investment Management (the “Staff”). In this statement, the Staff addresses certain aspects of investment company cross trading. The Staff is interested in feedback on ways to enhance the regulatory regime governing investment company cross trading.
This Staff Statement is not a rule, regulation, or statement of the Securities and Exchange Commission (the “Commission”). Furthermore, the Commission has neither approved nor disapproved its contents. This Staff Statement has no legal force or effect: it does not alter or amend applicable law, and it creates no new or additional obligations for any person. ....

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FINRA Promotes Stephanie Dumont To Head Market Regulation And Transparency Services

FINRA Promotes Stephanie Dumont To Head Market Regulation And Transparency Services
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