A round-up of people moves and M&A deals across North America
M&A
The wealth management firm has acquired Chicago-based Trinity Financial Advisors (TFA).
This deal marks The Mather Group’s eighth acquisition in a little more than two years.
TFA has provided financial planning services for Chicago’s working and retired business executives, healthcare professionals, attorneys and entrepreneurs since 2000.
The financial terms of the deal were not disclosed.
People moves
Spearhead
The wealth management and administration solutions provider has named Alyson Kest as chief compliance officer and deputy general counsel.
Kest has more than 15 years of legal and compliance experience within the financial services industry. Most recently, she was the chief compliance officer and counsel for WBI Investments and its affiliates Millington Securities and Hartshorne Group.
Four strategic team members join UBS in Houston
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HOUSTON, Feb. 1, 2021 /PRNewswire/ UBS Wealth Management USA announced today that four strategic team members have joined the firm in Houston, Texas as the Truscott Wealth Management Group. Brian Truscott, Amy McMillen Jay, Lindsay Arvin, and Victoria Browning will be located in the Clear Lake office, overseen by Tom Drake, Senior Vice President-Wealth Management and Branch Manager. The Complex Director of the Clear Lake location is Scott Skinner, Executive Director at UBS. We re excited to welcome Brian, Amy, Lindsay and Victoria to the firm, said Craig Vandegrift, Managing Director and South Texas Market Head at UBS Wealth Management USA. Each of them provides their clients with exceptional advice, quality service and integrated financial planning. They are strong additions to our team, and we re excited to see what their future with UBS holds.