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Phyllis R Brown

Phyllis R Brown
villagesoup.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from villagesoup.com Daily Mail and Mail on Sunday newspapers.

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Testimony before the Financial Services and General Government Subcommittee of the Senate Committee on Appropriations

Testimony before the Financial Services and General Government Subcommittee of the Senate Committee on Appropriations
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SEC gov | Paul G Cellupica, Division of Investment Management Deputy Director and Chief Counsel to Conclude Tenure at SEC

FOR IMMEDIATE RELEASE Washington D.C., Jan. 7, 2021 The Securities and Exchange Commission today announced that Paul G. Cellupica, Deputy Director and Chief Counsel of the Division of Investment Management, will depart the agency later this month. Mr. Cellupica rejoined the division as Deputy Director in November 2017, and became Chief Counsel in June 2018. The division s Office of the Chief Counsel, among other responsibilities, is responsible for responding to requests for legal and policy guidance, evaluating applications for exemptive relief, overseeing the division s liaison with the Divisions of Enforcement and Examinations, technical assistance on legislation affecting investment advisers and funds, and engagement with international regulators on matters related to asset management.

United statesDavid nelsonPaulg cellupicaDalia blassHarvard law schoolEnforcement liaison officeUs courtDivision of enforcementInvestment companyCounsel for the americas at metlife incClient commission arrangements ccasAnnuity association of americaDivision of investment managementBoard outreach initiativeExchange commissionIm liaison office

Paul G Cellupica, Division Of Investment Management Deputy Director And Chief Counsel To Conclude Tenure At SEC

Paul G. Cellupica, Division Of Investment Management Deputy Director And Chief Counsel To Conclude Tenure At SEC Date 07/01/2021 The Securities and Exchange Commission today announced that Paul G. Cellupica, Deputy Director and Chief Counsel of the Division of Investment Management, will depart the agency later this month. Mr. Cellupica rejoined the division as Deputy Director in November 2017, and became Chief Counsel in June 2018. The division s Office of the Chief Counsel, among other responsibilities, is responsible for responding to requests for legal and policy guidance, evaluating applications for exemptive relief, overseeing the division s liaison with the Divisions of Enforcement and Examinations, technical assistance on legislation affecting investment advisers and funds, and engagement with international regulators on matters related to asset management.

United statesDavid nelsonPaulg cellupicaDalia blassHarvard law schoolEnforcement liaison officeUs courtDivision of enforcementInvestment companyCounsel for the americas at metlife incClient commission arrangements ccasAnnuity association of americaDivision of investment managementBoard outreach initiativeExchange commissionIm liaison office