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Cryptocurrency: A Legal Framework for a Fast-Moving Technology | Vandeventer Black LLP

Our previous article considered the technology behind cryptocurrency. This article will focus on the legal framework governing the industry. The cryptocurrency market is subject to a.

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SEC Division Of Examinations Continues To Focus On Digital-Asset Securities - Technology

The U.S. Securities and Exchange Commission (SEC) Division of Examinations (Division 1) recently released a Risk Alert 2 highlighting its continued focus on digital assets 3 that are securities (Digital Asset Securities). The Division emphasized that the offer, sale, and trading of Digital Asset Securities present unique risks to investors and encouraged firms to consider the distinct features of distributed-ledger technology when designing their regulatory-compliance programs. The Risk Alert provides observations made by Division staff during recent examinations of industry participants that may assist firms in developing their compliance practices and policies. The Risk Alert also provides transparency about areas of focus for the Division s future

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April 2021 Investment Management Update

Friday, April 9, 2021 SEC Announces 2021 Examination Priorities The SEC’s Division of Examinations (Division), formerly known as the Office of Compliance Inspections and Examinations (OCIE), released its 2021 examination priorities. In its release, the Division noted that it completed over 2,952 examinations in 2020 and issued more than 2,000 deficiency letters. Approximately 15% of all registered investment advisers were examined during 2020 and the Division completed more than 100 examinations of investment companies. The Division also conducted hundreds of outreach calls to investment companies and advisers to assess market impacts of the COVID-19 pandemic. The 2021 priorities are grouped into the following categories, each of which is described below in more detail:

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SEC Examinations Division Issues Risk Alert Regarding Digital Asset Securities | Dechert LLP

SEC Examinations Division Issues Risk Alert Regarding Digital Asset Securities | Dechert LLP
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SEC Division of Examinations Releases Risk Alert for Digital Asset Securities | Proskauer - Blockchain and the Law

SEC Division of Examinations Releases Risk Alert for Digital Asset Securities | Proskauer - Blockchain and the Law
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