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U23 Việt Nam mất đi bộ óc vĩ đại và thủ lĩnh phòng ngự, khó tái hiện kì tích Thường Châu 2018

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FINRA Bars Research Analyst For Insider Trading


FINRA Bars Research Analyst For Insider Trading
Date
20/04/2021
The Financial Industry Regulatory Authority (FINRA) announced today that it has barred former Goldman Sachs & Co. research analyst Brian Maguire for twice purchasing securities after he learned a fellow analyst was upgrading his recommendation in impending research reports and for lying to FINRA staff about his trading.
Jessica Hopper, Executive Vice President and Head of FINRA’s Department of Enforcement, said, “Insider trading by securities industry professionals erodes the public trust in our capital markets. FINRA utilizes sophisticated surveillance tools to detect and remediate this type of misconduct. Ensuring market integrity is one of FINRA’s core missions and weeding out misconduct from within the industry will always be a priority for FINRA.” ....

Jessica Hopper , Brian Maguire , Department Of Enforcement , Goldman Sachs Co , Goldman Sachs , Financial Industry Regulatory Authority , Executive Vice President , National Cause , Financial Crimes Detection Programs , ஜெசிகா ஹாப்பர் , பிரையன் மக்வைர் , துறை ஆஃப் அமலாக்கம் , கோல்ட்மேன் சாக்ஸ் இணை , கோல்ட்மேன் சாக்ஸ் , நிதி தொழில் ஒழுங்குமுறை அதிகாரம் , நிர்வாகி துணை ப்ரெஸிடெஂட் , தேசிய காரணம் , நிதி குற்றங்கள் கண்டறிதல் ப்ரோக்ர்யாம்ஸ் ,