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Shamoon Omer Rafiq, a/k/a Shamoon Rafiq, Omer Rafiq, and Omar Rafiq (Release No. LR-25049; Mar. 12, 2021)


Litigation Release No. 25049 / March 12, 2021
Securities and Exchange Commission v. Shamoon Omer Rafiq, a/k/a Shamoon Rafiq, Omer Rafiq, and Omar Rafiq, No. 21-civ-2168 (S.D.N.Y.) filed March 12, 2021
On March 12, 2021, the Securities and Exchange Commission charged Shamoon Omer Rafiq, a Dutch citizen residing in Singapore, with defrauding investors by offering to sell them approximately $9 million in fictitious securities.
According to the SEC s complaint, since July 2020, Rafiq sought to bilk several investors out of millions of dollars by offering to sell them securities purporting to represent Rafiq s ownership in a special purpose vehicle investment fund (the SPV Fund) that, Rafiq claimed, held pre-IPO shares of a well-known company. The complaint alleges that, as part of his fraudulent sales pitch, Rafiq falsely claimed that the SPV Fund was controlled by a well-known European investment firm run by a prominent family, and that Rafiq was a close associate of the ....

New York , United States , Liora Sukhatme , Sanjay Wadhwa , Gerald Gross , Shamoon Omer Rafiq , Jack Kaufman , Exchange Commission , Department Of Homeland Security , York Regional Office , Office Of Investor Education , Southern District , Securities Act , United States Attorney , Investor Education , New York Regional Office , புதியது யார்க் , ஒன்றுபட்டது மாநிலங்களில் , சஞ்சய் வாத்வா , ஜெரால்ட் மொத்த , ஷாமூன் ஆமர் ர்யாஃபீக் , பலா காஃப்மந் , பரிமாற்றம் தரகு , துறை ஆஃப் தாயகம் பாதுகாப்பு , யார்க் பிராந்திய அலுவலகம் , அலுவலகம் ஆஃப் முதலீட்டாளர் கல்வி ,