Latest Breaking News On - சிக்கலான நிதி கருவிகள் அலகு - Page 1 : comparemela.com

Cryptocurrency Regulation – SEC Wants To Bring Order To The Wild West | Vinson & Elkins LLP

Cryptocurrency Regulation – SEC Wants To Bring Order To The Wild West | Vinson & Elkins LLP
jdsupra.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from jdsupra.com Daily Mail and Mail on Sunday newspapers.

United statesGary genslerDaniel michaelCommodity futures trading commissionSupreme courtEnforcement division complex financial instruments unitAspen security forum augHowey coAspen security forumInvestment companyAspen securityCommodity futures tradingInvestment company actComplex financial instruments unitRemarks beforeDecentralized finance lender

SEC Brings Charges in its First Case Involving Securities & DeFi

The Securities and Exchange Commission (SEC) has charged a pair of men for their part in making millions off fraudulent offerings. The case has already been settled.

United statesCayman islandsGurbirs grewalGregory keoughDerek acreeDaniel michaelExchange commissionEnforcement division complex financial instruments unitEnforcement divisionBlockchain creditDefi money marketComplex financial instruments unitஒன்றுபட்டது மாநிலங்களில்கேமன் தீவுகள்கிரெகொரி கிெஒக்டேனியல் மைக்கேல்

SEC Charges Decentralized Finance Lender And Top Executives for Raising $30 Million Through Fraudulent Offerings - Case Is Agency s First Involving Securities Using DeFi Technology

SEC Charges Decentralized Finance Lender And Top Executives for Raising $30 Million Through Fraudulent Offerings - Case Is Agency s First Involving Securities Using DeFi Technology
mondovisione.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from mondovisione.com Daily Mail and Mail on Sunday newspapers.

United statesCayman islandsGurbirs grewalBrent mitchellGregory smolarStephanie reinhartGregory keoughNatalie brunsonKristin murnahanDaniel michaelDerek acreeExchange commissionEnforcement division office of investigativeEnforcement division complex financial instruments unitEnforcement divisionSecurities exchange

UBS unit to pay $8M for ETP compliance failures

UBS unit to pay $8M for ETP compliance failures
complianceweek.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from complianceweek.com Daily Mail and Mail on Sunday newspapers.

Daniel michaelUbs financial servicesEnforcement division complex financial instruments unitEnforcement divisionFinancial servicesBetween januaryTerm futuresComplex financial instruments unitடேனியல் மைக்கேல்அபீஶ் நிதி சேவைகள்அமலாக்கம் பிரிவு சிக்கலான நிதி கருவிகள் அலகுஅமலாக்கம் பிரிவுநிதி சேவைகள்இடையில் ஜனவரிகால எதிர்காலங்கள்சிக்கலான நிதி கருவிகள் அலகு

UBS To Pay $8 Million For Alleged ETP Compliance Lapses

UBS To Pay $8 Million For Alleged ETP Compliance Lapses
wealthmanagement.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from wealthmanagement.com Daily Mail and Mail on Sunday newspapers.

United statesDaniel michaelExchange commissionEnforcement division complex financial instruments unitSummit financial groupPortfolio management programSecurities americaEnforcement divisionComplex financial instruments unitTerm futuresஒன்றுபட்டது மாநிலங்களில்டேனியல் மைக்கேல்பரிமாற்றம் தரகுஅமலாக்கம் பிரிவு சிக்கலான நிதி கருவிகள் அலகுஉச்சிமாநாடு நிதி குழுபோர்ட்‌ஃபோலீயோ மேலாண்மை ப்ரோக்ர்யாம்