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SEC Charges Crowdfunding Portal, Issuer, And Related Individuals For Fraudulent Offerings - Case Is SEC's First Involving Regulation Crowdfunding mondovisione.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from mondovisione.com Daily Mail and Mail on Sunday newspapers.
SEC Charges 27 Financial Firms For Form CRS Filing And Delivery Failures mondovisione.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from mondovisione.com Daily Mail and Mail on Sunday newspapers.
There is a change happening in Veteran Readiness and Employment (VR&E) executive leadership following historic transformations to improve the program for veterans. The recently departed executive director William Streitberger will be missed after years of massive improvements, and I wanted to take a few minutes to extend my gratitude. Will moved on to run the Chicago Regional Office as the agency transitions to new leadership of its many programs. He started his VA career at that location as an Employment Coordinator after serving in the Navy. I’ve been working to help improve VR&E for over a decade to include some degree of interaction with program senior leadership. I was first introduced to Will when he took over the program in 2018 and met him in person a year later. He seemed like a great leader and overall solid guy. Hopefully his next adventure running the Chicago office is a successful one. ....
Litigation Release No. 25026 / February 9, 2021 Securities and Exchange Commission v. Isaiah L. Goodman, No. 21-cv-00365 (D. Minn. filed February 8, 2021) The Securities and Exchange Commission charged former Minneapolis-area investment adviser Isaiah L. Goodman for allegedly defrauding his advisory clients out of approximately $2.25 million. According to the SEC s complaint, from at least September 2018 to November 2020, Goodman, doing business through Becoming Financial Advisory Services, LLC, stole more than $2.25 million from at least 20 advisory clients. As alleged, Goodman falsely represented to these clients that he would invest their money in securities, including mutual funds and stocks for their retirement and investment accounts. Instead, Goodman allegedly misappropriated their money by using it for his own personal and business expenses, including home renovation and building expenses, car payments, and vacations. Goodman allegedly furthered the fraud by pr ....
To embed, copy and paste the code into your website or blog: President Biden named Peter Sung Ohr as Acting General Counsel of the National Labor Relations Board today. Ohr is a career employee of the NLRB, having served as a Field Attorney, Deputy Assistant General Counsel in the NLRB’s Division of Operations-Management, and as Regional Director of the Board’s Chicago Regional Office. As always, we will continue to monitor developments in the composition of the Board. ....