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Hong Kong Regulatory Update - July 2021 | Skadden, Arps, Slate, Meagher & Flom LLP

HKEx Announces Move to T+2 IPO Settlement Under FINI Plan
HKEx has announced that it will proceed moving IPOs to a “T+2” settlement timetable under its “Fast Interface for New Issuance” (FINI) plan. This shift is a slight change to the original T+1 settlement plans proposed in the HKEx concept paper published in November 2020, but nevertheless a significant improvement on the current process, which generally results in IPOs in Hong Kong settling on a T+5 basis.
The plan will require IPOs to follow the new T+2 timetable unless a company obtains a waiver from HKEx. The new timetable requires that: ....

Hong Kong , City Of , United Kingdom , Xuemei Wang , Guo Wanda , Wang Jindong , Yu Jian Qiu , Lin Jianhua , Youyuan International Holdings , China Yu Tian Holdings Limited , Ali Baba Pictures Group , China Medical Healthcare Group , China Metal Resources Utilization , Stock Exchange Of Hong Kong Limited Hkex , Futures Commission , Tech Pro Technology Development , Chinavision Media Group , Energy Former , Long Success International Holdings , York Stock Exchange , Hong Kong Institute Of Certified Public Accountants , Coslight Technology International Group Limited , London Stock Exchange , Huiyin Holdings , Meagher Flom , Summi Group Holdings ,

MMT sanctions Cheng Chak Ngok for insider dealing in China Gas (0384) in 2011

MMT sanctions Cheng Chak Ngok for insider dealing in China Gas (0384) in 2011
webb-site.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from webb-site.com Daily Mail and Mail on Sunday newspapers.

Hong Kong , Lai Pik Chi Peggy , China Gas Holdings Limited , Energy Holdings , Hong Kong Institute Of Certified Public Accountants , Futures Commission , Market Misconduct Tribunal , Cheng Chak Ngok , China Gas , Holdings Limited , Hong Kong Institute , Certified Public Accountants , Futures Ordinance , ஹாங் காங் , சீனா வாயு ஹோல்டிங்ஸ் வரையறுக்கப்பட்டவை , ஆற்றல் ஹோல்டிங்ஸ் , ஹாங் காங் நிறுவனம் ஆஃப் சிஇஆர்டிஐஎஃப்ஐஇடி பொது கணக்காளர்கள் , எதிர்காலங்கள் தரகு , சந்தை தவறான நடத்தை தீர்ப்பாயம் , செங் சக் ங்கோக் , சீனா வாயு , ஹோல்டிங்ஸ் வரையறுக்கப்பட்டவை , ஹாங் காங் நிறுவனம் , சிஇஆர்டிஐஎஃப்ஐஇடி பொது கணக்காளர்கள் , எதிர்காலங்கள் ஆர்டிநந்ஸ் ,

Compliance, Culture And Evolving Regulatory Expectations, Speech By Mark Steward, UK Financial Conduct Authority Executive Director Of Enforcement And Market Oversight, Delivered At NYU Law School

Compliance, Culture And Evolving Regulatory Expectations, Speech By Mark Steward, UK Financial Conduct Authority Executive Director Of Enforcement And Market Oversight, Delivered At NYU Law School
Date
Event: NYU Law School (Virtual)
Delivered: 31 March 2021
Highlights
The Senior Managers Regime (SMR) has changed the way firms allocate responsibilities, align those responsibilities to relevant controls and ensure oversight as to how these controls operate down the line.
The 5 Conduct Questions (5CQ), which start with ‘tone from the top’, are increasingly focussing on ‘tone from within’ which requires every person in an organisation to be personally accountable and engaged.
Every employee of a regulated firm is subject to individual conduct rules, which impose broad obligations. ....

Hong Kong , United Kingdom , City Of , Tiger Asia , Walid Choucair , Fabiana Abdel Malek Walid Choucair , Fabiana Abdel Malek , Hong Kong Securities Futures Commission , Law School Virtual , Mark Steward , Executive Director , Senior Managers Regime , Professor Arlen , Senior Managers , Certification Regime , Banking Conduct , Permanent Mindset , Executive Summary , Bill Hwang , Hong Kong Securities , Market Misconduct Tribunal , ஹாங் காங் , ஒன்றுபட்டது கிஂக்டம் , நகரம் ஆஃப் , புலி ஆசியா , ஃபேபியானா அப்தெல் ஆண் ,

Hong Kong Regulatory Update - April 2021 | Skadden, Arps, Slate, Meagher & Flom LLP

SFC issued a bulletin regarding issues relating to the Codes on Takeovers, Mergers and Share Buybacks (the
Takeovers Code), which includes the following highlights:
Identifying All Relevant Regulatory Approvals for Completion of Offers
SFC reminded offerors, offeree companies and their respective advisers that sufficient and thorough due diligence should be conducted at the outset of a transaction so that all regulatory approvals required for the completion of offers are identified early and disclosed appropriately in line with Rule 3.5(e) of the Takeovers Code. Failure to do so can cause numerous problems, for example, unnecessary delays in the offer timetable or locking up shareholder shares pending regulatory approvals (where discovered and disclosed after the shareholders have accepted an offer). Furthermore, if a particular regulatory approval is not specifically disclosed in the firm intention announcement, SFC may not allow such condition to be invoked under No ....

Xin Ming , Hong Kong , Chen Cheng , Li Yik Shuen , Tom Tang Chung , Michael Lui , Duncan Chiu , Shandong Molong , Chow Chiu Chi , Magic Holdings International Limited , Listing Division , Listing Committee , Futures Commission , Hosa International Limited , China Automation Group Limited , Group Company Limited China , Futures Commission Code Of Conduct On Bookbuilding , Holdings International Limited Far , Teamway International Group Holdings Limited , Hong Kong Institute Of Certified Public Accountants , Stock Exchange Of Hong Kong , Tech Holdings Limited Inno , Meagher Flom , Moody Technology Holdings Limited , Shanghai Stock Exchange , Eastern Magistrate Court ,

D&O Insurance In Hong Kong: What To Know In The Event Of SFC Enforcement Action - Corporate/Commercial Law

Directors and officers liability insurance
(
D&O insurance ) can help to ensure
that directors and other officers of companies listed on the Stock
Exchange of Hong Kong Stock Exchange (
SFC ). With corporate
misfeasance a top priority for SFC enforcement, it is not uncommon
for directors of HKSE listed companies to receive enquiries from
the SFC to determine whether they have properly handled price
sensitive information or have otherwise carried out their duties to
ensure proper supervision of their companies. In this article, we
provide an overview of D&O insurance policies
(
D&O policies ) in the context of
coverage for directors and other officers of HKSE listed companies ....

Hong Kong , Futures Commission , Exchange Of Hong Kong Stock , Hong Kong Stock Exchange , Market Misconduct Tribunal , Futures Ordinance , Third Parties , ஹாங் காங் , எதிர்காலங்கள் தரகு , பரிமாற்றம் ஆஃப் ஹாங் காங் ஸ்டாக் , ஹாங் காங் ஸ்டாக் பரிமாற்றம் , சந்தை தவறான நடத்தை தீர்ப்பாயம் , எதிர்காலங்கள் ஆர்டிநந்ஸ் , மூன்றாவது கட்சிகள் ,