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SEC Letter Raises Climate Reporting Bar Before Rules Drop law360.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from law360.com Daily Mail and Mail on Sunday newspapers.
SEC Letter Raises Climate Reporting Bar Before Rules Drop law360.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from law360.com Daily Mail and Mail on Sunday newspapers.
SEC Strikes $19M Bribery Settlement With Ad Giant WPP law360.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from law360.com Daily Mail and Mail on Sunday newspapers.
The U.S. Securities and Exchange Commission has vacated $1.6 million in fines and additional sanctions that the Financial Industry Regulatory Authority had levied against Scottsdale Capital Advisors Corp. and three of its officers, in a decision that the firm's defense counsel on Tuesday hailed as an "extremely rare" win for defendants. ....
The millions of dollars in trading executed by top Federal Reserve officials amid COVID-19 should be enough to "disqualify them from their positions," and an investigation with the SEC and other regulators is needed to uncover the full scope of the potentially illegal conduct, the CEO of Better Markets has told Chairman Jerome Powell. ....