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SEC Issues Substituted Compliance Determination For France

SEC Issues Substituted Compliance Determination For France
mondovisione.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from mondovisione.com Daily Mail and Mail on Sunday newspapers.

France
French
French-republic
Gary-gensler
Exchange-commission
Commission-substituted-compliance-order
Commission-division-of-trading
European-union
Securities-exchange
Office-of-derivatives
French-order
Dodd-frank-act

David Saltiel Named SEC Acting Director Of Trading And Markets - Christian Sabella Departs The Agency

David Saltiel Named SEC Acting Director Of Trading And Markets - Christian Sabella Departs The Agency Date 03/06/2021 The Securities and Exchange Commission today announced that it has named David Saltiel as Acting Director of the Division of Trading and Markets. Mr. Saltiel replaces Christian R. Sabella, who concluded his tenure at the agency on June 2. I look forward to continuing to work with David and thank him for lending his knowledge and experience as Acting Director,  said SEC Chair Gary Gensler. I thank Christian for his dedication and service to the SEC over the last 10 years. Since joining the SEC in 2016, Mr. Saltiel has served as the head of the Office of Analytics and Research in the Division of Trading and Markets. Immediately before joining the SEC, he was Chief Economist at the Municipal Securities Rulemaking Board. Mr. Saltiel received his undergraduate degree from Williams College and holds a master s degree in economics from St. Antony s College at t

Christianr-sabella
Gary-gensler
University-of-oxford
Antony-college
Division-office-of-clearance
Williams-college
Division-of-trading
Office-of-derivatives
Exchange-commission
Office-of-analytics
David-saltiel
Acting-director

SEC Issues Notice of Substituted Compliance Application And Proposed Substituted Compliance Order For United Kingdom And Reopens Comment Period For Notice And Proposed Substituted Compliance Order For France

SEC Issues Notice of Substituted Compliance Application And Proposed Substituted Compliance Order For United Kingdom And Reopens Comment Period For Notice And Proposed Substituted Compliance Order For France
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United-kingdom
France
French
Allison-herren-lee
Exchange-commission
United-kingdom-financial-conduct-authority
Commission-division-of-trading
European-union
Securities-exchange
Office-of-derivatives
Dodd-frank-wall-street-reform
Consumer-protection

SEC Issues Notice of Substituted Compliance Application and Proposed Substituted Compliance Order for United Kingdom and Re-Opens Comment Period for Notice and Proposed Substituted Compliance Order fo

SEC Issues Notice of Substituted Compliance Application and Proposed Substituted Compliance Order for United Kingdom and Re-Opens Comment Period for Notice and Proposed Substituted Compliance Order fo
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United-kingdom
France
Washington
United-states
French
Frances-autorit
Allison-herren-lee
Dc-newsfile-corp
Division-of-trading
Office-of-derivatives
Uks-financial-conduct-authority
Exchange-commission

SEC Issues Substituted Compliance Order for Germany and Notice of Substituted Compliance Application and Proposed Substituted Compliance Order for France

(1) Washington, D.C. (Newsfile Corp. - December 22, 2020) - The Securities and Exchange Commission voted to take two actions to advance implementation of security-based swap regulation under Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act. First, the Commission is publishing a final substituted compliance order in response to an application by Germany s Bundesanstalt für Finanzdienstleistungsaufsicht (BaFin). In addition, the Commission is publishing a notice of application and proposed substituted compliance order in response to an application by France s Autorité des Marchés Financiers (AMF) and Autorité de Contrôle Prudential et de Résolution (ACPR).

Germany
France
Washington
United-states
French
German
Kostenloser-wertpapierhandel
Hester-peirce
Finanzdienstleistungsaufsicht-bafin
Jay-clayton
Commission-order
Dc-newsfile-corp

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