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FINRA Fines Merrill Lynch For Millions Over UIT Sales Supervision wealthmanagement.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from wealthmanagement.com Daily Mail and Mail on Sunday newspapers.
Bond insurer suit against Puerto Rico underwriters allowed to advance bondbuyer.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from bondbuyer.com Daily Mail and Mail on Sunday newspapers.
SEC Bars Kentucky Advisor Serving Jail Sentence for Fraud The settlement between the SEC and Chistoper Hibbard comes several months after he was sentenced to more than eight years in jail for defrauding numerous clients. The Securities and Exchange Commission has barred a Louisville, Ky.-based investment advisor from the securities industry after he was sentenced to more than eight years in prison for fleecing multiple investors out of over $4 million. According to the commission’s settlement offer from April 16, Christopher Lee Hibbard would be barred “from association” with any broker, dealer, investment advisor, and would also be disallowed by acting as a promoter, finder, consultant or anyone who works with brokers for the purposes of issuing or trading any penny stock. ....
Scott Galloway is a bestselling author and professor of marketing at NYU Stern. The following is a 2018 blog post that he recently re-ran on his blog, No Mercy / No Malice. It has been republished here with permission. In it, Galloway shares the story of how he started buying stocks at age 13 and the men who taught him how. As the news keeps thrusting the CEO of Robinhood in my face, I have two thoughts: One, is the Javier Bardem No Country for Old Men hairstyle back in vogue? And two, that investing in and holding stocks has changed my life profoundly. ....
December 2020 Monthly Dividend of $0.065 Per Share of Common Stock RMBS Portfolio Characteristics as of November 30, 2020 Next Dividend Announcement Expected January 14, 2020 VERO BEACH, Fla.–(BUSINESS WIRE)–Orchid Island Capital, Inc. (the “Company”) (NYSE:ORC) announced today that the Board of Directors (the “Board”) declared a monthly cash dividend for the month of December 2020. The dividend of $0.065 per share will be paid January 27, 2020, to holders of record of the Company’s common stock on December 31, 2020, with an ex-dividend date of December 30, 2020. The Company plans on announcing its next common stock dividend on January 14, 2020. The Company intends to make regular monthly cash distributions to its holders of common stock. In order to qualify as a real estate investment trust (“REIT”), the Company must distribute annually to its stockholders an amount at least equal to 90% of its REIT taxable income, determined without regard to th ....