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Kay X. Yang, et al. (Release No. LR-25716; May 9, 2023)

Kay X. Yang, et al. (Release No. LR-25716; May 9, 2023)
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Mequon investment adviser Kay Yang faces civil fraud charges

The SEC says Kay Yang and her company Xapphire LLC allegedly raised $16.5 million by making false statements and misappropriated more than $4 million. ....

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SEC charges: Woman's investment fraud targeted Hmong community members in Minn., Wis.

The Securities and Exchange Commission has charged a Wisconsin woman in an alleged investment fraud scheme that targeted Hmong-Americans in Minnesota and Wisconsin. ....

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Mequon investment adviser charged with fraud after allegedly scamming 70 investors

Mequon investment adviser Kay Yang is facing fraud charges after allegedly misappropriating more than $4 million of investors’ funds. ....

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