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华泰联合证券IPO项目接连被警示 投行违规引发诉讼 _ 东方财富网

伴随资本市场改革持续深入推进，相关部门力求多举措压实中介机构“看门人”责任，监管力度空前。这其中，证监体系对券商投行业务的监管已趋于全覆盖。除了已上市企业，处于上市审核阶段、甚至是撤回上市申报材料的企业，一旦存在违规情形，相关中介机构均难辞其咎。 ....

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