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SEC sanctions investor overcharging | Advisor's Edge

Back-office snafu meant clients didn't get discounts on standard fees ....

Gurbir Grewal , Wachovia Securities , Wells Fargo ,

Wells Fargo to Pay $35M Over Excessive Fees

Wells Fargo overcharged nearly 11,000 investment advisory accounts over $26.8 million in advisory fees, the SEC says. ....

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SEC sanctions investor overcharging | Investment Executive

Back-office snafu meant clients didn't get discounts on standard fees ....

Gurbir Grewal , Wells Fargo , Wachovia Securities ,

LPL to gain Prudential's $50B wealth management business

LPL Financial Holdings and Prudential Financial said Prudential will move the assets of 2,600 advisors to LPL Financial. ....

Wells Fargo , Prudential Financial Inc , National Financial Services , Fidelity National Financial Services , Wachovia Securities , Lpl Financial Holdings Inc , Prudential Securities Inc , Prudential Financial , Prudential Advisor ,

New mission for African American advisor trade group

Quad AAAA is an African American advisor trade group that is making a push to get the industry to hire more African American advisors. ....

United States , New York , George Floyd , Edward Jones , Christian Nwasike , Wachovia Securities , Exchange Commission , Association Of African American Financial Advisors , African American , African American Financial Advisors , Wells Fargo Advisors , Practice Management , Merrill Lynch , Black African American ,