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On April 20, 2023, the Securities and Exchange Commission (SEC) released a Staff Bulletin (Bulletin) on the care obligations for broker-dealers and investment advisors, pursuant to.

Gary genslerHouse committee on financial servicesMeagher flomExchange commissionExchange act release noStaff bulletinRegulation best interestInvestment advisers actDisclosure obligationCare obligationInterest obligationCompliance obligationChairman gary genslerHouse committeeFinancial servicesChairman gensler