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Across Europe Retail Investor Voting Activity Is Growing, According To New Broadridge Whitepaper

Across Europe Retail Investor Voting Activity Is Growing, According To New Broadridge Whitepaper
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Broadridge Whitepaper Highlights the Drive for Efficiency Amongst Nordic Capital Markets Firms

NEW YORK and LONDON and STOCKHOLM, Feb. 27, 2024 /PRNewswire/ Broadridge Financial Solutions, Inc. , a global Fintech leader, today announced the launch of a new whitepaper in collaboration with. ....

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SEC plans scrutiny of crypto dealer-brokers, transfer agents, per 2024 exam guide

The U.S. Securities and Exchange Commission has released its 2024 examination priorities. ....

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T+1 settlement: A finance journalist tells Cognito what to look out for running up to May 2024

The shift to T+1 settlement next May in the US has got operations teams across the industry hard at work preparing. Not surprisingly a multitude of law firms, tech providers and others are running marketing campaigns around expertise and solutions. DTCC, including its consulting business, is in the lead on education and support. ....

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Implementation of Shorter Settlement Cycle Likely to Slip

The transition to T+1 in the US is slated for the third quarter of 2024. ....

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