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Takeaways from the SEC Division of Enforcement's FY 2023 Report | Patterson Belknap Webb & Tyler LLP

On November 14, 2023, the Securities and Exchange Commission (the “SEC”) published its enforcement results for fiscal year 2023. FY23 was another active year in terms of SEC. ....

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The SEC Reminds Companies Not to Forget the 'S' in ESG: Activision Blizzard Reaches $35 Million Settlement Over Disclosure Controls Related to Workplace Complaints and Violation of Whistleblower Protection Rule | Akin Gump Strauss Hauer & Feld LLP

Key Points - On February 3, 2023, Activision Blizzard settled charges with the SEC, agreeing to pay $35 million to resolve novel claims that the company failed to maintain. ....

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Be Ready For SEC Scrutiny Of Employee Confidentiality Pacts | Proskauer Rose LLP

In 2011, the U.S. Securities and Exchange Commission adopted Rule 21F- 17 under the Securities Exchange Act of 1934. It prevents companies from, among other things, using. ....

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