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Keynote Address Of Ian McGinley Before The New York City Bar Association Futures And Derivatives Committee Conference

Keynote Address Of Ian McGinley Before The New York City Bar Association Futures And Derivatives Committee Conference
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Division Of Enforcement , Division Of Enforcement Guidance , Whistleblower Program , Division Of Enforcement Advisory , Tanius Technology , Neither The Commission , Commodity Exchange Act , Civil Monetary Penalty , Victory Asset , Heraeus Metals , Mizuho Capital , Soc Gen , Man Capital Markets ,

Regulation of Cross Market Manipulation

Regulatory surveillance functions are evolving to monitor for market abuse risks across separate trading venues. Recent actions by courts and regulators including the CFTC signal commitment to include cross market manipulation enforcement in general market abuse regulation. ....

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