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DB transfer specialist returns to trading after 30-month FCA investigation

It has taken Holistic Pension Transfer Specialists (HPTS) 30 months to return to unrestricted trading after six of its case files were deemed “unclear” by the Financial Conduct Authority (FCA) in November 2019, the firm revealed. ....

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The Morning Briefing: UK savers could miss nearly £2bn and Consumer Duty tax on advisers

Good morning and welcome to your Morning Briefing for Friday 22 April, 2022. To get this in your inbox every morning click here. Salary sacrifice UK pension savers could lose out on £1.9bn a year by not using salary sacrifice according to pension and savings provider Cushon. Its research shows that salary sacrifice ....

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Premium pains: How adviser firms can try to lower PI costs

Advisers are continuing to pay more for PI cover, making it harder to run their businesses cost-efficiently. But what – if anything – can be done to ease the pain? ....

Chris Davies , Greg Neall , David Penney , Alistair Cunningham , Russell Facer , Vicky Pearce , Wingate Financial Planning , Wake Up Your Wealth , Howden Brokers , Your Business ,

Mask on, mask off

Mask on, mask off
eastoregonian.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from eastoregonian.com Daily Mail and Mail on Sunday newspapers.

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Firms face 'last chance' for directory persons deadline

Firms face ‘last chance’ for directory persons deadline
By
Katey Pigden
27
th April 2021
8:46 am
Financial firms who did not meet the Financial Conduct Authority’s directory persons deadline at the end of March are being urged to heed the final call for submissions.
Last week, the FCA emailed some 2,800 consumer-facing firms who did not submit the required information about certified staff, giving them a week to comply, according to B-Compliant.
The compliance firm’s director Vicky Pearce, said: “It is likely many small firms without compliance support were so busy, the original 31 March directory persons deadline passed them by. In the case of mortgage advisers, it might have been that they weren’t included in CF30s and did not realise they had a responsibility to submit. ....

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