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Former Sterlington, Louisiana, mayor agrees to pay $35,000 fine

Former Sterlington, Louisiana, mayor agrees to pay $35,000 fine
bondbuyer.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from bondbuyer.com Daily Mail and Mail on Sunday newspapers.

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Former Sterlington, Louisiana, mayor settles with SEC

Former Sterlington, Louisiana, mayor settles with SEC
bondbuyer.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from bondbuyer.com Daily Mail and Mail on Sunday newspapers.

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Unregistered Municipal Advisors Receive SEC Court Judgment

Wall Street Reform and Consumer Protection Act or Dodd Frank Act included requirement that persons register with Municipal Securities Rulemaking Board as municipal advisors. MRSB created and supervised by SEC. Sterlington, LA, fraudulent Bond Offering to improve sewer system ....

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Sterlington, Louisiana, advisor firm settle with SEC

Aaron Fletcher and his firm Twin Spires Financial have entered a final judgment with the Securities and Exchange Commission over their role in two allegedly fraudulent offerings and a failure to register as a municipal advisor. ....

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Former mayor charged by SEC denies wrongdoing

Vern Breland is representing himself, and told a court he relied on his municipal advisor. ....

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