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June 3 | Managing true challenges in a compliance investigation


CPE Credit(s): 1
Compliance investigations are fraught with challenges from start to finish from the pre-planning stage through the presentation of the final report detailing the factual findings. Recognizing, anticipating, and addressing these challenges in advance will benefit every aspect of the ultimate investigation. In turn, consistently implementing protocols in a considered manner will ensure an efficient, effective, thorough and successful compliance investigation.
Attendees will learn about the true challenges in these four areas:
Developing, implementing and enforcing policies and procedures that will facilitate downstream investigation
Managing personnel, privacy, privilege and cross-border implications and concerns
Appropriately scoping the investigation and controlling data proliferation ....

Thomas Gricks , Robert Keeling , Tracyd Drynan , Sidley Austin , Lead Strategy Consultant , Principal Consultant , ராபர்ட் கீலிஂக் , சிட்லி ஆஸ்டின் , வழி நடத்து மூலோபாயம் ஆலோசகர் , ப்ரிந்ஸிபல் ஆலோசகர் ,