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Investment Management Update - November 2023 | Skadden, Arps, Slate, Meagher & Flom LLP

.SEC Adopts Amendments to Fund Names Rule - On September 20, 2023, the U.S. Securities and Exchange Commission (SEC) adopted amendments to Rule 35d-1 under the Investmen. ....

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SEC fines fintech advisor $1M for misleading marketing under new rules

SEC fines fintech advisor $1M for misleading marketing under new rules
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This Week In Securities Litigation (Week of August 28, 2023)

Summer is heading for its traditional close at Labor Day as many have either returned to school or are finalizing their plans. The Commission… ....

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SEC Imposes $1 Million Fine on Fintech Crypto Fund for Misleading Advertisement of 2,700% Returns on Titan Crypto

Titan Global Capital Management, has been ordered to pay a $1 million fine by the US Securities and Exchange Commission (SEC). ....

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New York FinTech Investment Adviser Charged for Misrepresenting Hypothetical Performance of Investments

New York FinTech Investment Adviser Charged for Misrepresenting Hypothetical Performance of Investments
hedgeco.net - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from hedgeco.net Daily Mail and Mail on Sunday newspapers.

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