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SEC Adopts Amendments To Fund Names Rule - Fund Finance

On September 20, 2023, the Securities and Exchange Commission (the "SEC") voted to adopt final amendments to modernize Rule 35d-1 of the Investment Company Act of 1940, as amended (the "1940 Act").

Business development companiesInvestment companiesInvestment companyExchange commissionInvestment company namesInvestment company actNames ruleExpanded scopeReview requirementTemporary departuresProspectus disclosureRelated considerationsAssessing names ruleCompany namesRegistered investment companiesSec adopts amendments to fund names rule

SEC Adopts Amendments to Fund Names Rule | Proskauer Rose LLP

On September 20, 2023, the Securities and Exchange Commission (the “SEC”) voted to adopt final amendments to modernize Rule 35d-1 of the Investment Company Act of 1940, as amended (the.

Investment company namesInvestment companyBusiness development companiesProskauer roseExchange commissionInvestment companiesInvestment company actNames ruleReview requirementTemporary departuresProspectus disclosureRelated considerationsAssessing names ruleRegarding unlisted registered closed end fundsCompany namesRegistered investment companies

SEC Proposes Pair of Long-Awaited ESG Rules; Non-ESG Funds Swept Up as Well | Publications

SEC Proposes Pair of Long-Awaited ESG Rules; Non-ESG Funds Swept Up as Well | Publications
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