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FINRA at the Forefront of the SRO State Actor Controversy

FINRA at the Forefront of the SRO State Actor Controversy
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Recent DC Circuit Court of Appeals Case Brings FINRA to the Forefront of the SRO State Actor Controversy | Katten Muchin Rosenman LLP

A DC Circuit Court of Appeals challenge to a recent Financial Industry Regulatory Authority (FINRA) enforcement action brings into question whether FINRA should be held accountable to. ....

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