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Game Over: Robinhood Pays $7.5 Million to Resolve "Gamification" Securities Violations | Vinson & Elkins LLP

After more than three years of regulatory investigation and litigation, Robinhood Financial LLC (“Robinhood”) recently agreed to overhaul its digital engagement practices and pay a $7.5. ....

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Attorney General Alan Wilson announces Anderson man sentenced for securities and commodities fraud

South Carolina Attorney General Alan Wilson announced that an Anderson man charged with over a million dollars of financial crimes has pleaded guilty in the state’s first criminal prosecution under the State’s Commodities Act. ....

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Anderson man sentenced for securities, commodities fraud, AG says

Anderson man sentenced for securities, commodities fraud, AG says
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Secretary of State Diego Morales announced action against Carmel based financial planner

INDIANAPOLIS – The Indiana Securities Division has issued an Order of Cease and Desist against Alexander Joyce and his related business entities, Rejoice Financial and Rejoyce Wealth Management and Investment Adviser Joel Parady. The Cease and Desist Petition alleges that Alexander Joyce, . ....

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Secretary of State Securities Division hosts 'Money Talks' program at Dalton State College

Secretary of State Securities Division hosts 'Money Talks' program at Dalton State College
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