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Treasury proposes anti-money laundering rule for financial advisors

$500M Merrill Team Launches Sykon Capital with tru Independence

Sykon is the fourth team to join tru in the last five months, bringing the platform to $2 billion in new assets in the first half of 2023.

Morgan Stanley ordered to pay $11M in FINRA arbitration

A retired dentist won a huge FINRA arbitration award after accusing his best friend and longtime broker of trading in tech stocks without his consent.

tru Independence Passes $1B in New Assets in 2022

Partnership with Invenio Wealth Partners extends Southeast presence as platform evolves.

5 tips to take the stress out of your next regulatory audit

If you've never gone through one, the idea of an audit can be scary. Here's how to keep your cool and guide your firm through the process.