Live Breaking News & Updates on Spectrum Wealth Advisers

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ASIC response to Freedom Insurance saga continues

ASIC has so far secured more than $102 million in remediation for Freedom Insurance customers and is urging anyone else who purchased life cover through the now-defunct insurer to come forward. ....

Kenneth Hayne , Keith Cohen , Robert Oayda , Karen Chester , Health Australia , Royal Commission , Freedom Insurance , Commissioner Kenneth , Spectrum Wealth Advisers , Nobleoak Life , Swiss Re Life , Clearview Life , View Life Assurance ,

Adviser banned for inappropriate SMSF advice

The corporate regulator has banned a Hunter Valley-based financial adviser for five years for not appropriately assessing whether limited recourse borrowing arrangements were suitable for his clients. ....

Adrian Flores , Sean Philip Lewis , Spectrum Wealth Advisers , Sean Philip Lewis , Spectrum Wealth Advisers ,

Former dealer group director has financial services ban broadened

ASIC has announced that a dealer group director’s ban has been broadened following an appeal to the Tribunal. In February 2020, former Spectrum Wealth Advisers director Mark Schroeder was banned f ....

Neil Griffiths , Mark Schroeder , Spectrum Wealth Advisers , Administrative Appeals Tribunal , Danielle Press ,

AAT varies ASIC ban on former wealth director

The Administrative Appeals Tribunal (AAT) has broadened ASIC’s ban on a wealth director for his involvement in numerous compliance failures at his former dealer group ....

Tony Zhang , Investments Commission , Financial Sector Reform Hayne Royal Commission Response , Spectrum Wealth Advisers , Danielle Press , Corporations Act , Financial Sector Reform , Hayne Royal Commission Response , Stronger Regulators , Stronger Regulators Act , Australian Securities , Technical Strategy ,