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Statement On Conflicts Of Interest Related To Uses Of Predictive Data Analytics, SEc Chair Gary Gensler, July 26, 2023

Statement On Conflicts Of Interest Related To Uses Of Predictive Data Analytics, SEc Chair Gary Gensler, July 26, 2023
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The Changing Nature Of Form PF: Statement On Amendments To Form PF, SEC Commissioner Hester M. Peirce, May 3, 2023

<p><span>Thank you, Chair Gensler. This expansion of Form PF data collection is the latest reflection of the Commission&rsquo;s unquestioning faith in the Benevolent Power of More, a faith that I do not share. We have not explained sufficiently why we need the information we are mandating and why we need it so quickly. The additional information may tempt regulators to intervene in markets in ways that would undermine long-term market resilience and exceed jurisdictional bounds. Accordingly, I cannot support the rule.</span></p> ....

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SEC Chair Gensler Announces Policy Team


SEC Chair Gensler Announces Policy Team
Gary Gensler’s policy staff under Director
Heather Slavkin Corzo.
Corporation Finance Counsel
Corey Klemmer was an analyst at the AFL-CIO’s Office of Investment. She will focus on ensuring policies allow investors to have the proper information needed to make informed decisions. Klemmer graduated cum laude from Amherst College with a B.A. in Law, Jurisprudence, and Social Thought and earned her J.D. from Tulane University Law School. She is a barred attorney in New York and is a CFA charter holder.
Trading and Markets Counsel
Adam Large oversees major securities market participants, especially broker-dealers and security-based swaps. He has held several other positions at the SEC and also worked at FINRA. Large received his B.A. from University of Iowa and his J.D. from Washington University in St. Louis. ....

New York , United States , Brooklyn Law School , Heather Slavkin Corzo , Mika Morse , Gary Gensler , Brian Schatz , Sirimal Mukerjee , Harvard Law School , Yale Law School , University Of Iowa , Division Of Investment Management Rulemaking Office , Amherst College , Corporation Finance Counsel Corey Klemmer , Office Of Investment , University Of Oxford , University Of Texas At Austin , Exchange Commission , Investment Adviser Regulation Office , University Of Pennsylvania , Harvard College , Tulane University Law School , Washington University In St , Chair Gary Gensler , Director Heather Slavkin , Finance Counsel Corey Klemmer ,