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SFC Enforcement Action And Investigative Powers - Corporate/Commercial Law


The SFC and Its Scope of Power
The Securities and Futures Commission (SFC) is an independent
non-governmental statutory body whose authority is to regulate Hong
Kong s financial markets. The Securities and Futures Ordinance
(SFO) came into operation in April 2003 and it contains civil and
criminal provisions for dealing with financial
misconduct. 
Commencement of SFC Enforcement Action
Pursuant to section 182 of the SFO, the SFC may conduct
investigations into any matter relating to: 
any offences under the SFO;
defalcation, fraud or misconduct in
connection with dealing in or managing an investment in securities,
futures contract or leveraged foreign exchange contract;
market misconduct; ....

Hong Kong , Hong Kong Court , Futures Commission , Its Scope , Futures Ordinance , Whilst Under , Responsible Officer , Sfc Enforcement Action And Investigative Powers , Corporate Commercial Law , Contracts And Commercial Law , Corporate And Company Law , ஹாங் காங் , ஹாங் காங் நீதிமன்றம் , எதிர்காலங்கள் தரகு , அதன் வாய்ப்பு , எதிர்காலங்கள் ஆர்டிநந்ஸ் , பொறுப்பு அதிகாரி , ஸ்ஃப்க் அமலாக்கம் நடவடிக்கை மற்றும் விசாரணை பவர்ஸ் , பெருநிறுவன வணிகரீதியானது சட்டம் , ஒப்பந்தங்கள் மற்றும் வணிகரீதியானது சட்டம் , பெருநிறுவன மற்றும் நிறுவனம் சட்டம் ,