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Can you trust advice from your 401(k) plan about a major financial decision?

The Biden administration is pushing a new rule it says will protect retiring employees, but not everyone agrees.

United statesWhite houseDistrict of columbiaOlivias mitchellKevin walshPam kruegerJohna turnerExchange commission regulation best interestGroom law groupDepartment of laborFinancial services instituteRetirement instituteUs department of laborWhite house council of economic advisersFinancial servicesRetirement security

Form N-CSR Nuveen Intermediate Dura For: May 31

Form N-CSR Nuveen Intermediate Dura For: May 31
streetinsider.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from streetinsider.com Daily Mail and Mail on Sunday newspapers.

Putnam countyUnited statesLos angeles countyDavidson countyTuscaloosa countyHall county hospitalPuerto ricoState of iowaDade countyKnox countySouth carolinaMccormick placeAve mariaAtlantic beachNew orleansLos angeles

Dealer groups welcome Rule 15c2-11 implementation delay

The Securities and Exchange Commission's 2020 amendments to rule 15c2-11 on the publication of quotes by broker dealers won't be enforced until 2025.

United statesMichael deckerKenneth bentsenExchange commissionSecurities industry financial markets associationBond dealersAmended ruleSecurities industry financial marketsWashington dcBroker dealers

Investment Management Update - June 2021 - Technology

The Office of the Chief Accountant of the SEC's Division of Investment Management periodically issues "Dear Chief Financial Officer" letters to help registered investment companies.

City ofUnited kingdomUnited statesJosephr bidenGary genslerBen cardinDivision of examinationsGoldman sachsDivision of enforcementInvestment companyAmerican institute of certified public accountantsFramework for fund valuationStaff statement on investment company cross tradingGroup on financial marketsDivision of examinations issues risk alertEnd fund expense ratios

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