Live Breaking News & Updates on Securities Act Rule|Page 15
Stay updated with breaking news from Securities act rule. Get real-time updates on events, politics, business, and more. Visit us for reliable news and exclusive interviews.
SEC: Small Business Capital Formation Advisory Committee Jan. 29 Meeting To Focus On Smaller Public Company Markets Date 22/01/2021 The Securities and Exchange Commission today released the agenda for the Friday, Jan. 29 meeting of its Small Business Capital Formation Advisory Committee, which will focus on the experiences of smaller public companies and the Commission’s recent Securities Act Rule 701 and Form S-8 proposals. The Committee’s morning session will feature representatives from exchanges and platforms who will share some of the trends and dynamics they are observing regarding smaller public and later-stage private companies. They will also explore the extent to which recent innovations are impacting smaller companies interested in accessing the public markets. ....
10:15 Overview of Annual Report from the SEC’s Office of the Advocate for Small Business Capital Formation Sebastian Gomez Abero and Jenny Riegel of the SEC’s Office of the Advocate for Small Business Capital Formation will provide an overview of the Office’s FY2020 Annual Report, with a focus on the state of small business capital formation. The report includes data from various segments of the market and provides perspective on the impact that the COVID-19 pandemic is having on small businesses, including small and emerging businesses, mature and later-stage businesses, and small public companies. The report also provides data on challenges faced by minority- and women-owned businesses, businesses in communities affected by natural disasters, and rural businesses. ....
FOR IMMEDIATE RELEASE Washington D.C., Jan. 22, 2021 The Securities and Exchange Commission today released the agenda for the Friday, Jan. 29 meeting of its Small Business Capital Formation Advisory Committee, which will focus on the experiences of smaller public companies and the Commission’s recent Securities Act Rule 701 and Form S-8 proposals. The Committee’s morning session will feature representatives from exchanges and platforms who will share some of the trends and dynamics they are observing regarding smaller public and later-stage private companies. They will also explore the extent to which recent innovations are impacting smaller companies interested in accessing the public markets. ....
Thursday, January 7, 2021 On November 24, 2020, the Securities and Exchange Commission (“SEC”) proposed amendments to Rule 701 and Form S-8 (the “Proposals”) under the Securities Act of 1933, as amended (the “Securities Act”). The Proposals are intended to (1) facilitate the ability of companies that are not required to file reports with the SEC to issue securities to compensate certain service providers, and (2) simplify the existing registration processes for compensatory offerings by reporting companies. Simultaneously, the SEC also proposed a temporary rule that would allow non-reporting issuers to issue equity compensation to certain “Platform Workers” who provide services through a technology-based marketplace platform (the “Temporary Proposal”). ....
To print this article, all you need is to be registered or login on Mondaq.com. On November 2, the Securities and Exchange Commission (SEC) approved amendments, originally proposed in the SEC s June 2019 concept release and March 2020 proposing release, to its patchwork exempt offering framework. The amendments represent important changes for private and public companies that rely on private offerings as part of their strategies to raise capital. Largely, these changes reflect the reality of current capital markets as the amount of capital raised in exempt offerings in the United States greatly exceeds the amount raised in registered offerings. In the March 2020 proposing release, the SEC ....