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SEC.gov | SEC Adopts Rules to Increase Transparency in Securities Lending and Short Sales

The Commission has adopted rules to increase transparency in securities lending and short selling. ....

Gary Gensler , Exchange Commission , National Market System Plan , Dodd Frank Act , Sec Stories ,

SEC.gov | Q&A with Disability Interests Advisory Committee Co-Chair

In honor of National Disability Employment Awareness Month, one of the SEC’s Disability Interests Advisory Committee co-chairs shares on her thoughts on disability and accessibly in the workplace. ....

Rhode Island , United States , United Kingdom , Cristin Taylor , Disability Interests Advisory Committee , Department Of Labor , Office Of Human Resources , National Disability Employment Awareness Month , University Of York United Kingdom , Rehabilitation Act , Interests Advisory Committee , Sec Stories ,

SEC.gov | Q&A with HALO Co-Chair Kevin Guerrero

In honor of Hispanic Heritage Month, the SEC is spotlighting Kevin Guerrero, co-chair of the agency's Hispanic and Latino Opportunity, Leadership and Advocacy Committee (HALO). ....

United States , Republic Of , Roel Campos , Donna Nagy , Stephenm Mcnamee , Juanita Hernandez , Ivonia Slade , Kevin Guerrero , Division Of Enforcement , United States Army , Enforcement Division , Exchange Commission Alumni , Association Of Securities , Advocacy Committee , Municipalities Continuing Disclosure Cooperation Initiative , Hispanic Heritage Month , Latino Opportunity , Hispanic Heritage , Dow Jones , Chief Judge Stephen , Vietnam War , Exchange Commission , Professor Nagy , Leeann Gaunt , Public Finance Abuse Unit , Sec Stories ,

SEC.gov | SEC Enhances Rule to Prevent Misleading or Deceptive Fund Names

The SEC adopted rule amendments to modernize and enhance the “Names Rule,” which addresses investment fund names that could mislead investors about a fund’s investments and risks. ....

Gary Gensler , Investment Company Act Names Rule , Exchange Commission , Investment Company Act , Names Rule , Sec Stories ,

SEC.gov | SEC Approves Private Fund Adviser Reforms

The SEC adopted new rules and amendments designed to protect private fund investors by increasing transparency, competition, and efficiency in the private funds market. ....

Gary Gensler , Exchange Commission , Private Fund Adviser Reforms Adopted , Investment Advisers Act , Sec Stories ,