Last week, without an open meeting, the SEC adopted rule amendments governing beneficial ownership reporting under Exchange Act Sections 13(d) and 13(g).
According to a review of SEC staff comments by Bloomberg, Corp Fin staff have been weighing in to remind companies about the need to discuss, in SEC filings, the material impact.
U.S. Securities and Exchange Commission SEC Division of Corporation Finance released updates to several Compliance & Disclosure Interpretations C&DIs on SEC recently adopted rules directing national securities exchanges to adopt listing standards requiring clawback policies.
SEC Division of Corporation Finance, or CorpFin, has released updated financial reporting manual. Updates include new Office of the Chief Accountant contact information, Regulation S-X Rules 3-10 and 3-16 amendment revisions, EGC revenue threshold inflation adjustment.